UBS unit paying $14.4M to settle SEC charges
A unit of the big Swiss bank UBS faced U.S. civil charges of failing to give investors full information about its so-called "dark pool" trading system.
View ArticleBrookville Capital Partners settles fraud charges for $1.5M
The Melville firm has agreed to pay $1.5 million for failing to disclose the criminal and disciplinary record of executives of a firm whose securities it marketed.
View ArticleUPS to return $4M to 14 states to settle pricing allegations
New York is among the states to receive a settlement.
View ArticlePolice: Attorney stole about $200K in settlement checks
A Long Island attorney is facing charges he stole about $200,000 in civil settlements
View ArticlePassenger who was dragged off jetliner settles with United
Passenger settled with company for undisclosed sum
View ArticleUBS to pay $230M for risky mortgage-backed securities
Authorities say the actions harmed "countless" homeowners and investors.
View ArticleWells Fargo acknowledges billion dollar settlement offer
Federal regulators have offered to resolve a host of investigations into the consumer banking giant for $1 billion.
View ArticleEpic impact on class actions
Following SCOTUS ruling, employers may require employees to resolve any disputes through arbitration.
View ArticleWells Fargo pays $575 million to settle state investigations
Wells Fargo will pay $575 million in a settlement tied to fake accounts opened without the knowledge of customers and other dodgy practices.
View ArticleNY’s attorney general announces $6M settlement with National Grid
The money will subsidize heat-pump upgrades for low and moderate income Long Islanders
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